Compliance

AM

Compliance Dashboard

Monitor compliance health and upcoming deadlines across all entities.

Portfolio Health

82%

Filings Current

12/17

5 filings pending

Next 30 Days

4

2 require attention

Auto-Filing

3

entities enrolled

Industry-Specific Compliance Alerts

Cannabis: 280E Tax Provision

GreenLeaf Dispensary LLC — Reminder: IRC §280E prohibits deducting most business expenses. Ensure your CPA is calculating cost of goods sold (COGS) correctly for Q1 filing. Estimated tax liability is higher than standard businesses.

Fintech: State MTL Renewals

NovaPay Inc. — 3 state Money Transmitter Licenses expire within 90 days (CA, NY, TX). Each requires updated financial statements and surety bond verification. Start renewal process now.

Mental Health: HIPAA Annual Review

ClearMind Therapy PLLC — Annual HIPAA security risk assessment is due. Includes review of patient data handling, breach notification procedures, and business associate agreements.

Employment Law Compliance

Track federal and state employment requirements for entities with employees.

I-9 Employment VerificationCurrent

All entities with employees

E-Verify for federal contractors

OSHA Workplace SafetyAction Needed

GreenLeaf Dispensary LLC

Industry-specific standards apply

Workers' CompensationCurrent

All entities

Mandatory in most states

Minimum Wage & OvertimeCurrent

All entities

FLSA + state + local rates tracked

Sexual Harassment TrainingOverdue

NovaPay Inc.

Required in CA, NY, IL, CT, DE, ME

Labor Law PostersCurrent

All entities

Federal + state posters required

Data Privacy State Tracker

15+ US states now have comprehensive privacy laws. Track which apply to your entities based on revenue, data volume, and customer locations.

State LawApplies ToKey RequirementStatus
CCPA/CPRA (California)NovaPay Inc.Opt-out of sale, data deletion rightsCompliant
VCDPA (Virginia)NovaPay Inc.Consumer rights, data protection assessmentCompliant
CPA (Colorado)NovaPay Inc.Universal opt-out mechanism requiredNeeds Review
CTDPA (Connecticut)NovaPay Inc.Consent for sensitive data processingNeeds Review
TDPSA (Texas)NovaPay Inc.Notice + opt-out for data salePending Setup
HIPAA (Federal)ClearMind Therapy PLLCPHI safeguards, breach notificationCompliant

Upcoming Deadlines

9 total deadlines

Annual Report Filing

Acme Holdings LLC

Due Date

2026-03-25

Days Left

8

UrgentAuto-file

State Cannabis License Renewal

GreenLeaf Dispensary LLC

Due Date

2026-03-28

Days Left

11

UrgentManual

Franchise Tax Payment

NovaPay Inc.

Due Date

2026-03-30

Days Left

13

UrgentManual

DEA Registration Renewal

ClearMind Therapy PLLC

Due Date

2026-04-01

Days Left

15

SoonManual

Annual Report Filing

BlockVault DAO LLC

Due Date

2026-04-15

Days Left

29

SoonAuto-file

Form 990 Filing

Bright Future Foundation

Due Date

2026-05-15

Days Left

59

On TrackManual

Seed-to-Sale Tracking Audit

GreenLeaf Dispensary LLC

Due Date

2026-05-20

Days Left

64

On TrackManual

State MTL Renewal (CA)

NovaPay Inc.

Due Date

2026-06-01

Days Left

76

On TrackManual

Registered Agent Renewal

Acme Holdings LLC

Due Date

2026-06-01

Days Left

76

On TrackAuto-file

Per-Entity Compliance Breakdown

EntityIndustryTypeStateHealthFilingsLast FiledAuto-File
Acme Holdings LLC
GeneralLLCWyoming
95%
4/4 currentMar 10, 2026Enabled
GreenLeaf Dispensary LLC
CannabisLLCColorado
68%
3/6 currentMar 1, 2026Disabled
NovaPay Inc.
FintechC-CorpDelaware
72%
5/8 currentFeb 28, 2026Disabled
ClearMind Therapy PLLC
Mental HealthPLLCFlorida
82%
4/5 currentMar 8, 2026Disabled
BlockVault DAO LLC
GeneralDAO LLCWyoming
88%
3/3 currentMar 5, 2026Enabled
Bright Future Foundation
NonprofitNonprofitCalifornia
60%
2/3 currentFeb 15, 2026Disabled